Table of Contents    View Updates    Bookmark    Print All
     Keyword search
Go     
Advanced Search

TSX Company Manual:

TSX Company Manual
Part I Introduction
Part II Why List on the Toronto Stock Exchange?
Part III Original Listing Requirements
Part IV Maintaining a Listing — General Requirements
Part V Special Requirements for Non-Exempt Issuers
Part VI Changes in Capital Structure of Listed Issuers
A. General
B. Distributions of Securities of a Listed Class
C. Security Based Compensation Arrangements
D. Rights Offerings
E. Additional Listings
F. Substitutional Listings
G. Supplemental Listings
H. Restricted Securities
I. Redemptions of Listed Securities
J. Backdoor Listings
K. Take-over Bids and Issuer Bids
L. Normal Course Issuer Bids
M. Sales from Control Block through the Facilities of the Exchange
N. Security Holder Rights Plans
O. Odd Lot Selling and Purchase Arrangements
P. Amendments to Security Provisions
Q. Effect of Amendments on Existing Arrangements
R. Approval of Changes in Capital Structure
Part VII Halting of Trading, Suspension and Delisting of Securities
Part VIII Fees Payable by Listed Companies
Part IX Dealing with the News Media
Part X Special Purpose Acquisition Corporations (SPACs)
Special Provisions Respecting Conflict of Interest and Competitors of TSX Group Inc.
Forms
Appendices
Notices of Approval
Requests for Comments
Staff Notices to Applicants, Listed Issuers, Securities Lawyers and Participating Organizations
Archive

Print Print Manager Link
Location: TSX Company Manual > Part VI Changes in Capital Structure of Listed Issuers
Sec. 501. A. General

Part VI Changes in Capital Structure of Listed Issuers


View whole section

Contents:
A. General
Sec. 601. Definitions
Sec. 602. General
Sec. 603. Discretion
Sec. 604. Security Holder Approval
Sec. 605. Changes in Issued Securities
B. Distributions of Securities of a Listed Class
Sec. 606. Prospectus Offerings
Sec. 607. Private Placements
Sec. 607.1. Lettered Stock
Sec. 608. Unlisted Warrants
Sec. 609. Listed Warrants
Sec. 610. Convertible Securities
Sec. 611. Acquisitions
Sec. 612. Securities Issued to Registered Charities
C. Security Based Compensation Arrangements
Requirement for Security Holder Approval
D. Rights Offerings
Sec. 614.
E. Additional Listings
Sec. 615. General
Sec. 616. Documentation
Sec. 617. Stock Dividends
F. Substitutional Listings
Sec. 618. General
Sec. 619. Name or Symbol Changes
Sec. 620. Stock Split
Sec. 621. Stock Consolidation
Sec. 622. Security Reclassification (with no stock split)
G. Supplemental Listings
Sec. 623.
H. Restricted Securities
Sec. 624.
I. Redemptions of Listed Securities
Sec. 625.
J. Backdoor Listings
Sec. 626.
K. Take-over Bids and Issuer Bids
Sec. 627.
L. Normal Course Issuer Bids
Sec. 628. General.
Sec. 629. Special Rules Applicable to Normal Course Issuer Bids
Sec. 629.1 [Deleted.]
Sec 629.2. Debt Substantial Issuer Bids
Effect of Amendments to Sections 628, 629, 629.2 & 629.3
M. Sales from Control Block through the Facilities of the Exchange
Sec. 630. Responsibility of Participating Organization and Seller
Sec. 631. Sales Pursuant to an Order or Exemption
Sec. 632. General Rules for Control Block Sales on the Exchange
Sec. 633. Restrictions on Control Block Sales on the Exchange
N. Security Holder Rights Plans
Sec. 634. General
Sec. 635. Filing and Listing Procedure
Sec. 636. TSX Approach
Sec. 637. Plan Amendment
O. Odd Lot Selling and Purchase Arrangements
Sec. 638. General
Sec. 639. Procedures Applicable to Odd Lot Selling and Purchase Arrangements
P. Amendments to Security Provisions
Sec. 640.
Q. Effect of Amendments on Existing Arrangements
Sec. 641.
R. Approval of Changes in Capital Structure
Sec. 642.
Sec. 643.