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TSX Company Manual:

TSX Company Manual
Part I Introduction
Part II Why List on the Toronto Stock Exchange?
Part III Original Listing Requirements
Part IV Maintaining a Listing — General Requirements
Part V Special Requirements for Non-Exempt Issuers
Part VI Changes in Capital Structure of Listed Issuers
Part VII Halting of Trading, Suspension and Delisting of Securities
Part VIII Fees Payable by Listed Companies
Part IX Dealing with the News Media
Part X Special Purpose Acquisition Corporations (SPACs)
Special Provisions Respecting Conflict of Interest and Competitors of TSX Group Inc.
Forms
Appendices
Notices of Approval
Requests for Comments
Staff Notices to Applicants, Listed Issuers, Securities Lawyers and Participating Organizations
2009
2008
2007
2006
2005
2004
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Location: TSX Company Manual > Staff Notices to Applicants, Listed Issuers, Securities Lawyers and Participating Organizations

Amendments to Toronto Stock Exchange's Policy on Normal Course Issuer Bids and Debt Substantial Issuer Bids (Appendix F of the Toronto Stock Exchange Company Manual) (November 5, 2004) 2009

Staff Notices to Applicants, Listed Issuers, Securities Lawyers and Participating Organizations


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2009
2009-0005
September 28, 2009 Part VII (Suspension and Delisting Section 707 Process)
2009-0004
May 8, 2009 Form 3 (Change in Officers/Directors/Trustees)
2009-0003
April 27, 2009 Subsection 604(e) (Securityholder approval)
Financial hardship exemption
2009-0002
April 20, 2009 Sections 634 to 636 (Securityholder Rights Plans)
Sections 628 to 629.2 (Normal Course Issuer Bids )
Dividends and Distributions
2009-0001
March 26, 2009 Section 707 (Remedial Review Process)
2008
2008-0007
December 19, 2008 Part X (Special Purpose Acquisition Corporations)
2008-0006
November 24, 2008 Sections 634-636 (Securityholder Rights Plans)
Section 431 (Special Year-End Distributions by Trusts)
2008-0005
November 3, 2008 Section 628 (Normal Course Issuer Bids)
Section 707 (Remedial Review Process)
Part 1 "market price" definition
Section 604 (Securityholder Approval)
2008-0004
October 2, 2008 Sections 628 and 629 (Normal Course Issuer Bids)
2008-0003
September 29, 2008 Section 629 (Special Rules Applicable to Normal Course Issuer Bids)
Non-Independent Trustees
2008-0002
September 22, 2008 Sections 628 and 629 (Normal Course Issuer Bids)
2008-0001
July 21, 2008 Section 601 (Definition: "insider")
Section 613 (Security Based Compensation Arrangements)
Section 628 (Calculating securities acquired under a normal course issuer bid)
2007
2007-0001
January 15, 2007 Section 613 (Security Based Compensation Arrangements - Backdating of Stock Options)
2006
2006-0004
December 11, 2006 Section 431 (Special Year-End Distributions by Trusts)
Sections 602 and 607(c) (Expedited and Year-End Applications)
Subsection 613(h)(iii) (Amendments to Non-Insider Options/Entitlements)
Section 614 (Pricing of Securities Offered under Rights Offerings)
Subection 707(b) (Halting, Suspension & Delisting of Listed Securities Expedited Review Process)
2006-0003
August 29, 2006 Sections 603 and Subsection 607(e) (Private Placements Priced at Net Asset Value: Previously Financed Issuers)
Section 603 (Private Placements Priced at Net Asset Value: Valuation Requirements)
Appendix C (Private Placements Priced at Net Asset Value: Escrow Requirements)
Appendix F (Proposed Sections 628 to 629.3) (Normal Course Issuer Bids: Timely Cancellation of Securities)
Status of Proposed Sections 628 to 629.3
2006-0002
July 24, 2006 Subsection 613(a) (Approval of Unallocated Entitlements under Security Based Compensation Arrangements)
Subsection 635(b)(i) (Public Announcement of the Adoption of Security Holder Rights Plans)
Form 4-Personal Information Forms (Disclosure of Pardoned Offences)
2006-0001
June 6, 2006 Subsections 613(d) & (h)(iii)
Amendment Procedures and Black Out Periods in Security Based Compensation Arrangements
2005
2005-0004
November 23, 2005 Sections 428 to 435.2 (Special Year End Distributions by Income Trusts)
Sections 602 and 607(c) (Expedited and Year End Applications)
2005-0003
October 24 2005 Section 607(e) (Private Placements Priced at Net Asset Value)
Section 613(j) (Granting Options While Material Information Undisclosed)
Plans of Arrangements and Optionholder Voting
2005-0002
May 10, 2005 Delisting of Securities Following a Going Private Transaction
Closing Documents for Private Placements, Acquisitions and Original Listings
Securities Trading in US Dollars
2005-0001
March 21, 2005 Section 613 (Security Based Compensation Arrangements)
Section 607(f)(i) (Private Placements)
Reporting Forms 6 and 7
TSX Electronic Communications
2004
2004-0002
December 17, 2004 Section 601 (Definitions: "Insider" and "Market Price")
Section 613 (Security Based Compensation Arrangements)
Section 611(d) (Acquisitions)
2004-0001
November 2, 2004 Section 1.09 (Policy Statement on Restricted Shares - Appendix E)
Section 309.1 (Special Purpose Issuers)

Amendments to Toronto Stock Exchange's Policy on Normal Course Issuer Bids and Debt Substantial Issuer Bids (Appendix F of the Toronto Stock Exchange Company Manual) (November 5, 2004) 2009