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Amendments to Toronto Stock Exchange's Policy on Normal Course Issuer Bids and Debt Substantial Issuer Bids (Appendix F of the Toronto Stock Exchange Company Manual) (November 5, 2004) 2017

Staff Notices to Applicants, Listed Issuers, Securities Lawyers and Participating Organizations


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2017
2017-0002
July 13, 2017 Section 428
Notice to the Exchange

Section 429
Ex-Dividend Trading

Subsection 429.1
Due Bill Trading

Subsection 614(j)
Rights Offerings

Subsection 620(c)
Stock Split

Subsection 620(d)
Stock Split

Subsection 639(a)(i)
Procedures Applicable to Odd Lot Selling and Purchase Agreements
2017-0001
March 9, 2017 Subsection 461.3
Majority Voting Requirement

Subsections 461.1–461.4
Director Election Requirements
Advance Notice Policies
2016
2016-0006
October 11, 2016 Sections 606, 607 and 611
Prospectus Offerings, Private Placements & Concurrent Acquisitions

Part 1
"market price" definition

Section 355
Stock Symbol Reservations
2016-0005
June 6, 2016 Potential work disruption at Canada Post
2016-0004
May 5, 2016 Part X

Special Purpose Acquisition Corporations
2016-0003
April 26, 2016 Section 355
Stock Symbol Reservations
2016-0002
January 18, 2016 Section 614
Rights Offerings
TSX Company Manual
2016-0001
January 15, 2016 Normal Course Issuer Bids
Sections 628 and 629
2015
2015-0002
September 10, 2015 Subsections 461.1–461.4 and Section 464
Director Elections and Annual Meetings
2015-0001
July 13, 2015 Parts III, IV and VII
Emerging Market Issuers

Part III
Sponsorship
2014
2014-0001
December 1, 2014 Form 4
Exhibit 1 to Personal Information Form
Form 4B
Exhibit 1 to Declaration
2013
2013-0003
November 7, 2013 Subsection 314(b)
Original Listing Requirements
Mineral Exploration and Development-Stage Companies
Economically Interesting Grades

Part III
Original Listing Requirements
Appendix A—Original Listing Application
Financial Statements
2013-0002
July 10, 2013 (Repealed September 10, 2015)
2013-0001
February 22, 2013 Section 461 (Contents of Meeting Materials)
Section 716 — Management; Form 3 (Change in Officers/Directors/Trustees)
Section 465 — Annual Meeting; Form 9 (Request for Extension or Exemption for Financial Reporting/Annual Meeting)
Sections 634–637 (Security Holder Rights Plans)
2012
2012-0004
December 14, 2012 Sections 435.3, 466, 613, 618, 621, 625, 627 and 640:
Pre-Clearance, Filing and Notification Requirements
Section 431:
Special Year-End Distributions and Dividends
2012-0003
September 28, 2012 Section 604
Subsection 501 (c)
Security Holder Approval:
Disclosure requirements
Section 355
Stock Symbol Reservations
2012-0002
June 8, 2012 Normal Course Issuer Bids
Sections 628 and 629
2012-0001
February 3, 2012 Due Bills
Part I
Subsections 429.1 and 435.2
Subsections 614(j) and 620(d)
Form 5
2011
2011-0004
September 9, 2011 Form 4 (Personal Information Form)
Form 4B (Statutory Declaration)
2011-0003
August 8, 2011 Subsection 610(c) (Convertible Securities)
2011-0002
February 4, 2011 Cleaning up Staff Notices
2011-0001
January 24, 2011 Form 4 (Personal Information Form)
2010
2010-0003
December 7, 2010 Form 4 (Personal Information Form)
2010-0002
November 12, 2010 Section 431 (Special Year-End Distributions by Issuers)
Section 624 (Restricted Securities; Legal Designation)
Subsection 613 (l) (Amendment Procedures; Security Based Compensation Arrangements)
2010-0001
February 17, 2010 Form 4 (Personal Information Form)
2009
2009-0006
December 7, 2009 Anti-dilution provisions
Cashless Exercises
Price Limitations (Repealed February 4, 2011)
2009-0005
September 28, 2009 (Repealed February 4, 2011)
2009-0004
May 8, 2009 (Repealed February 4, 2011)
2009-0003
April 27, 2009 Subsection 604(e) (Securityholder approval)
Financial hardship exemption
2009-0002
April 20, 2009 (Repealed February 4, 2011)
2009-0001
March 26, 2009 (Repealed February 4, 2011)
2008
2008-0007
December 19, 2008 Part X (Special Purpose Acquisition Corporations)
2008-0006
November 24, 2008 (Repealed February 4, 2011)
2008-0005
November 3, 2008 (Repealed February 4, 2011)
2008-0004
October 2, 2008 (Repealed February 4, 2011)
2008-0003
September 29, 2008 Section 629 (Special Rules Applicable to Normal Course Issuer Bids)
Non-Independent Trustees
2008-0002
September 22, 2008 (Repealed February 4, 2011)
2008-0001
July 21, 2008 Section 601 (Definition: "insider") (Repealed February 4, 2011)
Section 613 (Security Based Compensation Arrangements) (Repealed February 4, 2011)
Section 628 (Calculating securities acquired under a normal course issuer bid)
2007
2007-0001
January 15, 2007 (Repealed February 4, 2011)
2006
2006-0004
December 11, 2006 (Repealed February 4, 2011)
2006-0003
August 29, 2006 Sections 603 and Subsection 607(e) (Private Placements Priced at Net Asset Value: Previously Financed Issuers)
Section 603 (Private Placements Priced at Net Asset Value: Valuation Requirements)
Appendix C (Private Placements Priced at Net Asset Value: Escrow Requirements)
Appendix F (Proposed Sections 628 to 629.3) (Normal Course Issuer Bids: Timely Cancellation of Securities)
Status of Proposed Sections 628 to 629.3 (Repealed February 4, 2011)
2006-0002
July 24, 2006 (Repealed February 4, 2011)
2006-0001
June 6, 2006 (Repealed February 4, 2011)
2005
2005-0004
November 23, 2005 (Repealed February 4, 2011)
2005-0003
October 24 2005 Section 607(e) (Private Placements Priced at Net Asset Value)
Section 613(k) (Granting Options While Material Information Undisclosed)
Plans of Arrangements and Optionholder Voting
2005-0002
May 10, 2005 Delisting of Securities Following a Going Private Transaction
Closing Documents for Private Placements, Acquisitions and Original Listings (Repealed February 4, 2011)
Securities Trading in US Dollars
2005-0001
March 21, 2005 (Repealed February 4, 2011)
2004
2004-0002
December 17, 2004 (Repealed February 4, 2011)
2004-0001
November 2, 2004 (Repealed February 4, 2011)
 
Archived Staff Notices

Amendments to Toronto Stock Exchange's Policy on Normal Course Issuer Bids and Debt Substantial Issuer Bids (Appendix F of the Toronto Stock Exchange Company Manual) (November 5, 2004) 2017

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