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7. Miscellaneous Appendices

Forms

Forms
Reporting Forms
  Reporting Form 1 — Change in Outstanding and Reserved Securities SecureFile
  Reporting Form 2 — Change in General Company Information SecureFile
  Reporting Form 3 — Change in Officers / Directors / Trustees SecureFile
  Reporting Form 4 — Personal Information Form Electronic PIF
(Effective December 18, 2017)
  TSX will continue to accept the paper form of the Personal Information Form until June 30, 2018. If you are submitting the paper form, you must also submit Exhibit 1 — Security Screening Check. Word (Accepted until June 30, 2018)
  Reporting Form 4B — Declaration
Electronic Declaration
(Effective December 18, 2017)
  TSX will continue to accept the paper form of the Declaration until June 30, 2018. Word (Accepted until June 30, 2018)
  Exhibit 1 — Security Screening Check PDF
  If you cannot open the Security Screening Check in Chrome or Firefox, please use Internet Explorer or access the Security Screening Check form through the link in Exhibit 1 of Form 4/4B.
  Security Screening Check — Information for the Applicant PDF
  Reminder: For new appointments of directors, officers and trustees (New Appointees), Form 3 — Change in Officers/Directors/Trustees is required to be filed within 10 days of the change. Issuers are not required to file a PIF for New Appointees with their Form 3. TSX may, however, request PIFs at any time. Please see Section 716 of the Manual.
  Reporting Form 5 — Dividend / Distribution Declaration SecureFile
  Reporting Form 8 — Change in Investor Relations Contact SecureFile
  Reporting Form 9 — Request for Extension or Exemption for Financial Reporting / Annual Meeting SecureFile
  Reporting Form 10 — Deleted  
  Reporting Form 11 — Notice of Private Placement Word
  Form 11 Filing Instructions PDF
  Reporting Form 11A — Price Protection Form Word
  Form 11A Filing Instructions PDF
  Reporting Form 12 — Notice of Intention To Make A Normal Course Issuer Bid ("NCIB") Word
  Form 12 Filing Instructions PDF
  Reporting Form 13 — Notice of Intention To Make A Debt Substantial Issuer Bid ("DSIB") Word
  Reporting Form 14 — NCIB Monthly Reporting Form Excel

7. Miscellaneous Appendices

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