Table of Contents    View Updates    Bookmark    Print All
     Keyword search
Go     
Advanced Search

TSX Rule Book:

TSX Rule Book
Part 1 Interpretation
Part 2 Access to Trading
Division 1 Qualifications and Application
Division 2 Interests and Ownership
Division 3 Continuing Qualifications
Division 4 Supervision of Trading
Division 5 Connection of Eligible Clients of Participating Organizations
Division 6 Suspension and Termination
Division 7 Trading Numbers
Part 3 Governance of Trading Sessions
Part 4 Trading of Listed Securities
Part 5 Clearing and Settlement of Trades in Listed Securities
Part 6 Exchange Issuer Bid
Part 7 Investigations and Enforcement (Repealed)
Part 8 Administration
Appendix A Application, Certificate and Agreement
Appendix B Application for Approval of Change in Control
Requests for Comments
Archive

Print Print Manager Link
Location: TSX Rule Book > Part 2 Access to Trading
Rule 1-105 Application of Rules Division 1 Qualifications and Application

Part 2 Access to Trading


View whole section

Contents:
Division 1 Qualifications and Application
Rule 2-101 Qualifications
Rule 2-102 Application
Rule 2-103 Notice (Repealed)
Rule 2-104 Acceptance as a Participating Organization
Rule 2-105 Rights of Applicant
Rule 2-106 Waiting Period if Rejected
Rule 2-107 Entrance Fee
Rule 2-108 Register of Participating Organizations
Rule 2-109 Representative of Participating Organization
Rule 2-110 Not Transferable
Division 2 Interests and Ownership
Rule 2-201 Change in Control (Sub (3) Repealed)
Rule 2-202 Ownership of Significant Equity Interest
Rule 2-203 Subsidiaries
Rule 2-204 Related Companies
Division 3 Continuing Qualifications
Rule 2-301 Membership in SRO
Rule 2-302 Approval of Directors and Partners
Rule 2-303 Fees and Charges
Rule 2-304 Notifications
Rule 2-305 Restrictions on Individuals
Rule 2-306 Termination of Employment on Withdrawal of Approval
Rule 2-307 Indemnification and Limited Liability of the Exchange
Rule 2-308 Compulsory Arbitration
Rule 2-309 Appointment of Auditors
Rule 2-310 Original Records
Division 4 Supervision of Trading
Rule 2-401 Supervision of Trading (Repealed)
Rule 2-402 Accounts (Subs (2) & (3) Repealed)
Rule 2-403 Prohibition of Carrying Certain Accounts Without Consent
Rule 2-404 Records of Orders (Repealed)
Rule 2-405 Confirmation
Rule 2-406 Records of Security Positions
Division 5 Connection of Eligible Clients of Participating Organizations
Rule 2-501 Designation of Eligible Clients
Rule 2-502 Conditions for Connections
Rule 2-503 Responsibility of Participating Organizations
Division 6 Suspension and Termination
Rule 2-601 Good Standing
Rule 2-602 Termination
Rule 2-603 Automatic Suspension
Division 7 Trading Numbers
Rule 2-701 Assignment of Trading Numbers (Repealed)
Rule 2-702 Disclosure of Trading Number