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TSX Rule Book:

TSX Rule Book
Part 1 Interpretation
Part 2 Access to Trading
Part 3 Governance of Trading Sessions
Part 4 Trading of Listed Securities
Division 1 Market for Listed Securities
Division 2 Market Integrity
Division 3 Restrictions on Trading
Division 4 General Trading Rules
Division 5 Trading Client Orders
Division 6 Market Makers
Division 7 Opening
Division 8 Post Opening
Division 9 Special Trading Session
Division 10 Program Trading
Division 11 Special Terms
Part 5 Clearing and Settlement of Trades in Listed Securities
Part 6 Exchange Issuer Bid
Part 7 Investigations and Enforcement (Repealed)
Part 8 Administration
Appendix A Application, Certificate and Agreement
Appendix B Application for Approval of Change in Control
Requests for Comments
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Location: TSX Rule Book > Part 4 Trading of Listed Securities
Rule 3-208 Appeals of Decisions (Repealed) Division 1 Market for Listed Securities

Part 4 Trading of Listed Securities


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Contents:
Division 1 Market for Listed Securities
Rule 4-101 Trades of Listed Securities to be on the Exchange (Repealed)
Rule 4-102 Off-Exchange Trades in Listed Securities (Repealed)
Rule 4-103 Wide Distributions (Repealed)
Rule 4-104 Proprietary Electronic Trading Systems
Rule 4-105 eVWAP Facility (Repealed)
Rule 4-106 POSIT Call Market (Repealed)
Rule 4-107 Specialty Price Crosses
Rule 4-108 ATX Facility (Repealed)
Division 2 Market Integrity
Rule 4-201 General Compliance Requirement
Rule 4-201 Just and Equitable Principles (Repealed)
Rule 4-202 Manipulative or Deceptive Method of Trading (Repealed)
Rule 4-203 Recorded Prices (Repealed)
Rule 4-204 Frontrunning (Repealed)
Rule 4-205 Cancelled Trades (Repealed)
Rule 4-206 Records of Trades (Repealed)
Rule 4-207 Liability of Participating Organizations for Bids, Offers and Contracts (Repealed)
Division 3 Restrictions on Trading
Rule 4-301 Short Selling (Repealed)
Rule 4-302 Report of Short Positions (Repealed)
Rule 4-303 Restrictions on Trading by Participating Organizations Involved in a Distribution (Repealed)
Rule 4-304 Market Balancing in a Securities Exchange Take-Over Bid (Repealed)
Rule 4-305 Sales from Control Block Through the Facilities of the Exchange
Rule 4-306 Trading Equities by Market Makers and Options Traders (Repealed)
Division 4 General Trading Rules
Rule 4-401 Trading in the Book
Rule 4-402 Exposure of Client Orders (Repealed)
Rule 4-403 Designating Orders
Rule 4-404 Minimum Ticks
Rule 4-405 Approved Traders (Sub (4) Deleted)
Rule 4-406 Trades on a "When Issued" Basis
Rule 4-407 Advantage goes with Securities Sold
Rule 4-408 Foreign Currency Trading
Division 5 Trading Client Orders
Rule 4-501 In-House Client Priority (Repealed)
Rule 4-502 Client-Principal Trading (Repealed)
Rule 4-503 Prohibition of Trading Against Client's Account
Division 6 Market Makers
Rule 4-601 Appointment of Market Makers (Amended)
Rule 4-602 Qualifications (Amended)
Rule 4-603 Failure to Obtain Approval (Amended)
Rule 4-604 Responsibilities of Market Makers (Amended)
Rule 4-605 Stabilizing Trades (Amended)
Rule 4-606 Market Makers Leaving Securities of Responsibility (Amended)
Rule 4-607 Assessment of Market Maker Performance (Amended)
Rule 4-608 Appointment of Specialist (Deleted)
Division 7 Opening
Rule 4-701 Execution of Trades at the Opening
Rule 4-702 Delayed Openings (Amended)
Division 8 Post Opening
Rule 4-801 "Establishing Priority"
Rule 4-802 Allocation of Trades (Amended)
Rule 4-803 Repealed (August 7, 2001)
Rule 4-804 Market Maker and Principal Account Orders (Repealed)
Division 9 Special Trading Session
Rule 4-901 General Provisions (Amended)
Rule 4-902 Market-On-Close
Division 10 Program Trading
Rule 4-1001 Short Sale Exemption
Rule 4-1002 Record Keeping
Rule 4-1003 Offsetting Orders on Expiry
Division 11 Special Terms
Rule 4-1101 Special Terms Trades
Rule 4-1102 IPU Switch Transactions
Rule 4-1103 Exchange for Physicals and Contingent Option Trades