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Location: TSX Rule Book > Part 5 Clearing and Settlement of Trades in Listed Securities

Policy 4-1103 Exchange for Physicals and Contingent Option Trades

Division 1 General Settlement Rules

Part 5 Clearing and Settlement of Trades in Listed Securities

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Contents:

Division 1 General Settlement Rules

Rule 5-101 Definitions

Rule 5-102 Clearing and Settlement

Rule 5-103 Settlement of Exchange Trades

Rule 5-104 Action by the Exchange

Rule 5-105 Uniform Settlement Rule

Rule 5-106 Disputes Regarding Trade Reports (Repealed)

Rule 5-107 Corners (Repealed)

Rule 5-108 When Security Delisted, Suspended or No Fair Market

Division 2 Over-the-Counter Settlement

Rule 5-201 Delivering Participating Organization Responsible for Good Delivery Form

Rule 5-202 Good Delivery

Rule 5-203 Certificates Not Good Delivery

Rule 5-204 Endorsement of Guarantees

Division 3 Closing Out Contracts

Rule 5-301 Buy-Ins (Amended)

Rule 5-302 Special Provisions for Buy-Ins from Securities Loans and Other Failed Positions

Rule 5-303 Failed Trade in Rights, Warrants and Instalment Receipts

Rule 5-304 Restrictions on Participating Organizations' Involvement in Buy-Ins

Rule 5-305 When Issue Delisted or Suspended

Rule 5-306 Defaulters

Rule 5-307 Verified Statement of Outstanding Exchange Contracts