Table of Contents
TSX Rule Book
Part 1 Interpretation
| Text only | Print Manager | Link |
 Appendix A Application, Certificate and Agreement |
Requests for Comments |
Appendix B Application for Approval of Change in Control
THE TORONTO STOCK EXCHANGE INC.
PARTICIPATING ORGANIZATION
APPLICATION FOR APPROVAL OF CHANGE IN CONTROL
____________________________________(the "Participating Organization") hereby applies for approval of a change in control and provides the following information:
1. Describe the current ownership of the Participating Organization, including controlling interests; attach an organization chart setting out the ownership structure.
2. Describe the proposed transaction, including changes in the ownership of securities of the Participating Organization and any changes in the capitalization of the Participating Organization.
3. Describe the ownership of the Participating Organization following the proposed transaction, including controlling interests; attach an organization chart setting out proposed ownership structure.
4. Provide the name of each person who will hold a Significant Equity Interest in the Participating Organization following the proposed transaction. If any such person is not an individual, provide the name of the ultimate beneficial individual owner of the interest or individual controlling the interest.
5. Provide the name of each director or partner and name and title of each senior officer of the Participating Organization following the proposed transaction.
6. Attach a Personal Information Form for each individual named in response to items 4 and 5 who is not a director, officer, partner or the holder of a Significant Equity Interest of the Participating Organization prior to the proposed transaction.
7. Describe any changes to the business of the Participating Organization as a result of the proposed transaction.
8. Describe any changes to clearing and settlement arrangements of the Participating Organization as a result of the proposed transaction.
9. List all material contracts or other material documents relating to the proposed transaction (and, if applicable, attach copies of the documents or drafts of the documents).
CERTIFICATE
The undersigned hereby certify that the information provided in this application is true and correct.
Dated at this day of , 20 .
____________________________________
Name of Participating Organization
BY:
____________________________________
Signature
____________________________________
Name and title of director, officer or partner
____________________________________
Signature
| Appendix A Application, Certificate and Agreement |
Requests for Comments |
