1.  Inventory of securities traded in odd lots is considered the property and the responsibility of the Odd Lot Member.

2.  The Odd Lot Member may assign one or more of its own Approved Trader employee(s) as its Odd Lot Trader(s).

3.  Each Odd Lot Member may be assigned and maintain a number of Exchange-listed securities in their odd lot inventory.

4.  New Members will be invited to apply to participate in odd lot trading of said securities at the discretion of the Exchange.

5.  If an Odd Lot Member is requested by the Exchange to withdraw from the pool of Odd Lot Members, the Exchange will provide the Odd Lot Member with no less than 6 months notice before the Exchange reassigns the odd lot inventory to another Odd Lot Member or to a new Member.

6.  If an Odd Lot Member wishes to give up any part of its Odd Lot Inventory, it must give the Exchange not less than 60 days notice of its intention to withdraw its services.

7.  The method of allocating and/or reallocating odd lot securities between Odd Lot Members will be determined by the Exchange.

8.  A name change and/or symbol change of an issue will not be considered, for purposes of odd lot inventory allocation, a newly listed security.