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TSX Venture Exchange Rule Book:

TSX Venture Exchange Rule Book

Rule A.1.00 Interpretation

Rule B.1.00 Power to List and Delist

Rule B.2.00 Sponsorship and Sponsor Report

Rule C.1.00 Governance of Trading Session

Rule C.2.00 Trading Procedures and Practices

Rule C.3.00 Clearing and Settlement of Trades of Listed Securities

Rule D.1.00 Membership

Rule D.2.00 Participating Organizations

Rule D.3.00 Approval

Rule D.4.00 Limitation of Liability and Indemnification

Rule E.1.00 Discipline

Rule E.2.00[A] Hearings General

Rule E.2.00[B] Disciplinary Proceedings

Rule E.2.00[C] Listed Company Reviews

Rule F.1.00 Member, Approved Person and Employee Conduct

Rule F.2.00 Member Ethics and Affairs

Rule F.3.00 Specific Provisions Respecting Managed Accounts and Discretionary Accounts (Deleted)

Rule F.4.00 Clients' Fully Paid Securities (Deleted)

Rule F.5.00 Client Indebtedness (Deleted)

Rule F.6.00 Proxies (Deleted)

Rule F.7.00 Cash Accounts (Deleted)

Rule F.8.00 Margin Accounts (Deleted)

Rule F.9.00 Client Account Transfers (Deleted)

Rule F.10.00 Relationship Between Introducing Brokers and Carrying Brokers (Deleted)

Rule F.11.00 Uniform Settlement Rule (Deleted)

Rule F.12.00 Display by Members of Participating Institutions of CIPF Coverage (Deleted)

Rule G.1.00 Capital, Margin and Examinations (Deleted)

Rule G.2.00 Account Guarantees (Deleted)

Rule G.3.00 Records and Audit

Rule G.4.00 Insurance (Deleted)

Rule G.5.00 Concentration of Securities (Deleted)

Rule G.6.00 Cash and Securities Loan Agreements

Rule G.7.00 Early Warning System (Deleted)

Rule G.8.00 Disclosure to Clients of Members' Financial Condition (Deleted)

Rule G.9.00 Clients' Free Credit Balances (Deleted)

Rule H. Left Intentionally Blank

Rule I.1.00 Options (Deleted)

Rule I.2.00 Trading in O.C.C. Option Contracts (Deleted)

Rule J.1.00 Commodity Futures Contracts and Options

Rule J.2.00 Industry Member

TSX Venture Exchange Trading Policies

Trade Policies Policy Statement CR01 Repealed

Policy Statement CR02 Repealed

Policy Statement CR03 Repealed

Policy Statement CR04 Repealed

Policy Statement CR05 Repealed

Policy Statement CR06 Repealed

Policy Statement CR07 Repealed

Policy Statement CR08 Repealed

Policy Statement CR09 Repealed

Policy Statement CR10 Repealed

Policy Statement CR11 Odd Lot Trading Policy

Policy Statement CR12 Repealed

Policy Statement CR13 Sponsorship Policy Statements

Sponsorship Policy Statement 1 Requirement for a Sponsor Report

Sponsorship Policy Statement 2 Qualifications Required to Act as Sponsor

Sponsorship Policy Statement 3 Minimum Review Required for Preparation of Sponsor Report

Sponsorship Policy Statement 4 Disclosure Required in Sponsorship Report

Sponsorship Policy Statement 5 Disclosure of Sponsor

Policy Statement CR14 Calculated Opening Price

Policy Statement CR15 Buy-In Procedures

Request For Comments

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Location: TSX Venture Exchange Rule Book > TSX Venture Exchange Trading Policies > Policy Statement CR13 Sponsorship Policy Statements

Policy Statement CR12 Repealed

Policy Statement CR13 Sponsorship Policy Statements

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Contents:

Sponsorship Policy Statement 1 Requirement for a Sponsor Report

Sponsorship Policy Statement 2 Qualifications Required to Act as Sponsor

Sponsorship Policy Statement 3 Minimum Review Required for Preparation of Sponsor Report

Sponsorship Policy Statement 4 Disclosure Required in Sponsorship Report

Sponsorship Policy Statement 5 Disclosure of Sponsor