Location: TSX Company Manual

Part I Introduction

TSX Company Manual


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Contents:
Part I Introduction
Organization of the Manual
Special Circumstances
Interpretation
Part II Why List on the Toronto Stock Exchange?
Part III Original Listing Requirements
A. General
B. Minimum Listing Requirements
C. Management of Listed Companies
D. Sponsorship of Companies Seeking Listing on the Exchange
E. Escrow Requirements
F. Restricted Shares
G. Outstanding Options, Incentive Plans and Dividend / Distribution Reinvestment Plans
H. Granting of Charitable Options or Warrants
I. Listing Application Procedure
J. Approval of Listing and Posting of Securities
K. Listing Statement
L. Public Availability of Documents
M. Provincial Securities Laws
Part IV Maintaining a Listing — General Requirements
A. General
B. Timely Disclosure
C. Company Reporting Forms
D. Dividends and Other Distributions to Security Holders
E. Debenture Interest Changes
F. Financial Statements
G. Shareholders' Meetings and Proxy Solicitation
H. Notices and Reports to Security Holders
I. Charter Amendments
J. Change in Evidence of Security Ownership or Change in Security Certificate
K. Proposed Issuance of Securities
L. Secondary Distributions
M. Corporate Governance
Part V Special Requirements for Non-Exempt Issuers
Sec. 501.
Part VI Changes in Capital Structure of Listed Issuers
A. General
B. Distributions of Securities of a Listed Class
C. Security Based Compensation Arrangements
D. Rights Offerings
E. Additional Listings
F. Substitutional Listings
G. Supplemental Listings
H. Restricted Securities
I. Redemptions of Listed Securities
J. Backdoor Listings
K. Take-over Bids and Issuer Bids
L. Normal Course Issuer Bids
M. Sales from Control Block through the Facilities of the Exchange
N. Security Holder Rights Plans
O. Odd Lot Selling and Purchase Arrangements
P. Amendments to Security Provisions
Q. Effect of Amendments on Existing Arrangements
R. Approval of Changes in Capital Structure
Part VII Halting of Trading, Suspension and Delisting of Securities
A. General
B. Halting of Trading
C. Suspension and Delisting
D. Delisting Criteria
E. Reinstatement of Listing
F. Review of Delisting Decisions
G. Voluntary Delisting
H. Effect of Amendments on Existing Reviews and Suspensions
Part VIII Fees Payable by Listed Companies
Sec. 801.
Sec. 802–816. (Repealed.)
Part IX Dealing with the News Media
A. General
B. Notifying the Financial Media
C. Dealing with Enquiries from Press and Public
Part X Special Purpose Acquisition Corporations (SPACs)
Scope of Policy
A. General Listing Matters
B. Original listing Requirements
C. Continued Listing Requirements Prior to Completion of a Qualifying Acquisition
D. Completion of a Qualifying Acquisition
E. Liquidation Distribution and Delisting Upon Failure to Meet Timelines for a Qualifying Acquisition
F. Continued Listing Requirements Following Completion of a Qualifying Acquisition
Part XI Requirements Applicable to Non-Corporate Issuers
A. Original Listing Requirements
B. Changes in Capital Structure
Provisions Respecting Conflict of Interest and Competitors of TMX Group Limited
General
Definition of Competitor
Conflicts Committee
Referrals to Director of the OSC
Waiver by Competitor
Listing-Related Procedures
TSX Inc. Listing-Related Conflicts Policy
Forms
Appendices
Appendix A Original Listing Application
Appendix B Disclosure Standards for Companies Engaged in Mineral Exploration, Development & Production
Appendix C Toronto Stock Exchange Escrow Policy Statement
Appendix D Toronto Stock Exchange Evidence of Security Ownership
Appendix E Deleted
Appendix F Take-Over Bids and Issuer Bids Through the Facilities of Toronto Stock Exchange
Appendix G Deleted
Appendix H Company Reporting Forms
Notices of Approval
Notice of Housekeeping Rule Amendments Housekeeping Amendments to the TSX Company Manual (October 27, 2016)
Notice of Approval Amendments to Part VI of the Toronto Stock Exchange Company Manual (September 1, 2016)
Notice of Housekeeping Rule Amendments Housekeeping Amendments to the TSX Company Manual (May 5, 2016)
Notice of Housekeeping Rule Amendments Housekeeping Amendments to the Toronto Stock Exchange ("TSX") Company Manual (February 11, 2016)
Notice of Approval Amendments to Toronto Stock Exchange Company Manual to Add Part XI—Requirements Applicable to Non-Corporate Issuers (September 17, 2015)
Notice of Approval Amendments to Parts I, III, IV and VI of the Toronto Stock Exchange Company Manual (September 10, 2015)
Notice of Housekeeping Rule Amendments Housekeeping Amendments to the Toronto Stock Exchange ("TSX") Company Manual (May 21, 2015)
Notice of Approval Amendments to Section 720 of the Toronto Stock Exchange Company Manual (April 30, 2015)
Notice of Housekeeping Rule Amendments Housekeeping Amendments to the Toronto Stock Exchange ("TSX") Company Manual (March 12, 2015)
Notice of Approval Amendments to Part VI of the Toronto Stock Exchange ("TSX") Company Manual (September 25, 2014)
Notice of Approval Amendments to Parts III, VI and VII of the Toronto Stock Exchange Company Manual and to Parts 2 and 7 of the Toronto Stock Exchange Rule Book (September 4, 2014)
Notice of Approval Amendments to Part IV of the Toronto Stock Exchange ("TSX") Company Manual (February 13, 2014)
Notice of Approval Amendments to Part I and Part IV of the Toronto Stock Exchange ("TSX") Company Manual (October 4, 2012)
Notice of Approval Amendments to the Toronto Stock Exchange ("TSX") Company Manual (February 3, 2012)
Notice of Approval Amendments to the Toronto Stock Exchange ("TSX") Company Manual (September 9, 2011)
Notice of Approval Amendments to Part III, Part V and Part VI of the Toronto Stock Exchange ("TSX") Company Manual (The "Manual") (July 29, 2011)
Notice of Approval Housekeeping Amendments to the Toronto Stock Exchange Company Manual (February 4, 2011)
Notice of Approval Amendments to Part VI of The Toronto Stock Exchange ("TSX") Company Manual (July 16, 2010)
Notice of Approval Housekeeping Amendments to the Toronto Stock Exchange Company Manual (November 27, 2009)
Notice of Approval Amendments to Part VI of the Toronto Stock Exchange ("TSX") Company Manual (September 25, 2009)
Notice of Approval Amendments to Part VI of the Toronto Stock Exchange Manual (September 18, 2009)
Notice of Approval Housekeeping Amendments to the Toronto Stock Exchange Company Manual (April 9, 2009)
Notice of Approval Amendments to the Toronto Stock Exchange ("TSX") Company Manual to add Part X - Special Purpose Acquisition Corporations (December 19, 2008)
Notice of Approval Housekeeping Amendments to the Toronto Stock Exchange Company Manual (December 1, 2008)
Notice of Approval Housekeeping Amendments to the Toronto Stock Exchange Company Manual and to the Rules of the Toronto Stock Exchange (September 12, 2008)
Notice of Approval Housekeeping Amendments to the Toronto Stock Exchange Company Manual (June 16, 2008)
Notice of Approval Housekeeping Amendments to the Toronto Stock Exchange Company Manual (April, 14 2008)
Notice of Approval Housekeeping Amendments to the Toronto Stock Exchange Company Manual (June 1, 2007)
Notice of Approval for Amendments to Toronto Stock Exchange's Policy on Normal Course Issuer Bids and Debt Substantial Issuer Bids (Appendix F of the Toronto Stock Exchange Company Manual) (June 1, 2007)
Notice of Approval for Housekeeping Amendments to the Toronto Stock Exchange Company Manual (December 11, 2006)
Notice of Approval for Housekeeping Amendments to the Toronto Stock Exchange Company Manual (May 29, 2006)
Notice of Approval for Amendments to Parts III and VI of the Toronto Stock Exchange ("TSX") Company Manual (February 15, 2006)
Notice of Approval for Housekeeping Amendments to the Toronto Stock Exchange Company Manual (December 15, 2005)
Notice of Approval of Amendments to Part VIII of the Toronto Stock Exchange Company Manual in Respect of Fees Payable by Listed Companies (October 1, 2005)
Notice of Approval of Amendments to Parts V, VI and VII of the Toronto Stock Exchange Company Manual in Respect of Non-Exempt Issuers, Changes in Structure of Issuers' Capital and Delisting Procedures (January 1, 2005)
Requests for Comments
Amendments to Toronto Stock Exchange Company Manual (May 26, 2016)
Amendments to Toronto Stock Exchange Company Manual (April 28, 2016)
Public Consultation on Requirements Respecting Customized Share Certificates (May 21, 2015)
Amendments to Toronto Stock Exchange Company Manual (January 22, 2015)
Amendments to Toronto Stock Exchange Company Manual (January 22, 2015)
Amendments to Toronto Stock Exchange Company Manual (January 15, 2015)
Amendments to Toronto Stock Exchange Company Manual (November 28, 2013)
Consultation Paper on Emerging Market Issuers (December 2012)
Amendments to Toronto Stock Exchange Company Manual and Amendments to the Toronto Stock Exchange Rule Book (October 11, 2012)
Amendments to Part IV of the Toronto Stock Exchange ("TSX") Company Manual (The "Manual") (October 4, 2012)
Amendments to The Toronto Stock Exchange ("TSX") Company Manual (The "Manual") (December 22, 2011)
Archived Requests
Staff Notices to Applicants, Listed Issuers, Securities Lawyers and Participating Organizations
2016
2015
2014
2013
2012
2011
2010
2009
2008
2007
2006
2005
2004
Archived Staff Notices
Archive
2007
2006
2004

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