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TSX Company Manual:

TSX Company Manual
Part I Introduction
Part II Why List on the Toronto Stock Exchange?
Part III Original Listing Requirements
Part IV Maintaining a Listing — General Requirements
Part V Special Requirements for Non-Exempt Issuers
Part VI Changes in Capital Structure of Listed Issuers
Part VII Halting of Trading, Suspension and Delisting of Securities
Part VIII Fees Payable by Listed Companies
Part IX Dealing with the News Media
Part X Special Purpose Acquisition Corporations (SPACs)
Provisions Respecting Conflict of Interest and Competitors of TMX Group Limited
Forms
Appendices
Notices of Approval
Requests for Comments
Staff Notices to Applicants, Listed Issuers, Securities Lawyers and Participating Organizations
Archive

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Location: TSX Company Manual > Forms

7. Miscellaneous Appendices

Forms

Forms
Reporting Forms

Effective February 1, 2006, Reporting Forms marked with an asterisk (*) can only be filed using SecureFile.

* Reporting Form 1 — Change in Outstanding and Reserved Securities SecureFile
* Reporting Form 2 — Change in General Company Information SecureFile
* Reporting Form 3 — Change in Officers / Directors / Trustees SecureFile
  Reporting Form 4 — Personal Information Form Word
  Declaration Word
  Reminder: For new appointments of directors, officers and trustees (New Appointees), Form 3 — Change in Officers/Directors/Trustees is required to be filed within 10 days of the change. Issuers are not required to file a PIF for New Appointees with their Form 3. TSX may, however, request PIFs at any time. Please see Section 716 of the Manual.
* Reporting Form 5 — Dividend / Distribution Declaration SecureFile
* Reporting Form 8 — Change in Investor Relations Contact SecureFile
* Reporting Form 9 — Request for Extension or Exemption for Financial Reporting / Annual Meeting SecureFile
  Reporting Form 10 — Deleted  
  Reporting Form 11 — Notice of Private Placement Word
  Form 11 Filing Instructions PDF
  Reporting Form 11A — Price Protection Form Word
  Form 11A Filing Instructions PDF
  Reporting Form 12 — Notice of Intention To Make A Normal Course Issuer Bid ("NCIB") Word
  Form 12 Filing Instructions PDF
  Reporting Form 13 — Notice of Intention To Make A Debt Substantial Issuer Bid ("DSIB") Word
  Reporting Form 14 — NCIB Monthly Reporting Form Excel

7. Miscellaneous Appendices

© TSX Inc. All rights reserved. Do not copy, distribute, sell or modify this document without TSX Inc.'s prior written consent. TSX materials, including manuals, trading rules, policies and forms, are reproduced by Complinet with the permission of TSX Inc. and TSX Venture Exchange Inc. under a non-exclusive license. Neither TSX Inc. nor any of its affiliated companies guarantees the accuracy, adequacy, completeness or availability of any information and nor shall they be responsible for any errors or omissions or otherwise.