Location: TSX Company Manual > Provisions Respecting Conflict of Interest and Competitors of TMX Group Limited > Referrals to Director of the OSC

Conflicts Committee Waiver by Competitor

Referrals to Director of the OSC

Where a Competitor certifies to TSX that information required to be disclosed to the Conflicts Committee or in connection with an initial listing or continued listing matter of the Competitor is competitively sensitive and the disclosure of that information would in its reasonable view put it at a competitive disadvantage with respect to TMX Group, TSX will refer the matter to the OSC's Director, Market Regulation requesting that the Director review issues relating to the competitively sensitive information. The Conflicts Committee will consider all other aspects of the matter in accordance with the listing-related conditions.

If at any time a Competitor believes it is not being treated fairly by TSX as a result of TSX being in a conflict of interest position, TSX will refer the matter to the OSC's Director, Market Regulation.


Conflicts Committee Waiver by Competitor

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